PERG 10.4 - FCA Handbook
...This is explained in more detail in PERG 12 (Q15 to Q20). 1 Acting as the scheme administrator (as defined in section 270 (1) of the Finance Act 2004) for a stakeholder pension scheme or a personal pension scheme....
https://www.handbook.fca.org.uk/handbook/PERG/10/4.html
The Perimeter Guidance manual - FCA Handbook
...Introduction to the Perimeter Guidance manual Application and purpose Introduction Status of guidance General guidance to be found in PERG What other guidance about the perimeter is available from the FCA?...
https://www.handbook.fca.org.uk/handbook/PERG.pdf
PERG 10.4A - FCA Handbook
...A pension scheme trustee may perform tasks on behalf of the other trustees (such as signing proposal forms or giving dealing instructions to insurers or brokers or notifying claims on the death of a scheme member)....
https://www.handbook.fca.org.uk/handbook/PERG/10/4A.html
PERG 10 - FCA Handbook
...In addition, Chapter 12 of PERG (PERG 12) has further guidance about the regulated activities relating to the operation and sale of personal pension schemes that came into force on 6 April 2007. The Q&As that follow are set out in sections: general issues (PERG 10.2); issues for pension scheme trustees (PERG 10.3);...
https://www.handbook.fca.org.uk/handbook/PERG/10/?view=chapter
Consumer credit permissions: common misunderstandings
...Consumer credit permissions: common misunderstandings There are some common misconceptions about consumer credit permissions. We hope this document will assist firms that hold interim permission when applying for authorisation....
https://www.fca.org.uk/publication/consumer-credit-information/consumer%20credit%20-%20understanding%20cc%20-%20permissions-web.pdf
Payment Services and Electronic Money ? Our Approach
...7 The FCA?s role under the Payment Services Regulations 2017 and the Electronic Money Regulations 2011 Chapter 1 1.12 The PSRs 2017 contain conduct of business rules that are applicable to most e-money issuers for the payment services part of their business....
https://www.fca.org.uk/publication/finalised-guidance/fca-approach-payment-services-electronic-money-2017.pdf
PERG 10 Annex 4 Table summarising regulatory position of ... - FCA Handbook
...PERG 10 Annex 4 Table summarising regulatory position of employers and affinity groups....
https://www.handbook.fca.org.uk/handbook/PERG/10/Annex4.html
PERG 1 - FCA Handbook
...For example, PERG 1 is the first chapter of the Perimeter Guidance manual. PERG 1.5 provides details of and links to other general guidance on perimeter issues that is available on the FCA website....
https://www.handbook.fca.org.uk/handbook/PERG/1/?view=chapter
FCA Handbook - FCA Handbook
...DISP INTRO Introduction DISP INTRO 1 Introduction DISP 1 Treating complainants fairly DISP 1.1 Purpose and application DISP 1.1A Complaints handling requirements for MiFID complaints DISP 1.2 Consumer awareness rules DISP 1.3 Complaints handling rules DISP 1.4 Complaints resolution rules DISP 1.5 Complaints resolved by close of the third ......
https://www.handbook.fca.org.uk/handbook/PERG/
CONC 8.10 Conduct of business: providing credit ... - FCA Handbook
...The Principles apply to a firm with respect to providing credit information services. A firm providing such services should, for example, set out clearly in any communication to a customer the extent of the service it is able to offer. [Note: paragraph 3.46 of DMG]...
https://www.handbook.fca.org.uk/handbook/CONC/8/10.html
Handbook Notice No 110 - Financial Conduct Authority
...Legislative changes 1.1 On 25 May 2023, the Board of the Financial Conduct Authority (FCA) made the relevant changes to the Handbook as set out in the instrument listed below....
https://www.fca.org.uk/publication/fca/handbook-notice-110.pdf
Home - FCA Handbook
...The FCA Handbook contains the complete record of FCA Legal Instruments and presents changes made in a single, consolidated view. You can click ? Join Up ? to create an account for adding favourites and setting update alerts....
https://www.handbook.fca.org.uk/